Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Fortunato is a financial professional with over a decade of experience in the financial services industry. Darren is currently registered with UBS Asset Management (us) Inc. in New York. Darren has previously held positions at Credit Suisse Securities (USA) LLC, ALPS Distributors, Inc., SG Cowen Securities Corporation, and Salomon Smith Barney Inc. Darren is a Series 7, 63, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
03/11/2023 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/19/2010 - 01/18/2012
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/12/2002 - 12/03/2003
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/01/2001 - 05/13/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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