Unclaimed
Darren Peterson is a financial professional with over 12 years of experience in the industry. Darren is currently registered with Fidelity Brokerage Services LLC. Darren is licensed to provide investment advice and products in all 50 states. Darren has passed numerous securities exams, including the Series 63, Series 7, Series 9 and Series 10. Darren is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
02/05/2011 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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