Unclaimed
Darren Pennington Scott has been in the financial industry since December 12, 2012. Darren is currently registered with Foreside Fund Services, LLC. Darren is also registered in 53 states. Darren Pennington Scott has passed the Series 63, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/14/2023 - Present
Foreside Fund Services, LLC (El Segundo CA)
NJ
06/07/2012 - 08/29/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
PA
09/14/2011 - 05/22/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 08/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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