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Darren Pennington Scott

Foreside Fund Services, LLC

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About Darren Pennington Scott

Darren Pennington Scott has been in the financial industry since December 12, 2012. Darren is currently registered with Foreside Fund Services, LLC. Darren is also registered in 53 states. Darren Pennington Scott has passed the Series 63, SIE and Series 7 exams.

Firm Information

Darren Scott is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darren Scott’s Registration & Firm History

CA

11/14/2023 - Present

Foreside Fund Services, LLC (El Segundo CA)

NJ

06/07/2012 - 08/29/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

PA

09/14/2011 - 05/22/2012

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 08/23/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darren Pennington Scott.
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