Unclaimed
Darren Summers is a financial advisor who has been in the industry since 2007. He is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2022. Darren has held previous positions with Principal Securities, Inc., AXA Advisors, LLC, Edward Jones, Northwestern Mutual Investment Services, LLC and Andrew Garrett Inc. Darren holds the Series 7, Series 63, Series 66, and SIE licenses. Darren provides financial planning, investment advice, and other related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/03/2022 - Present
Ameriprise Financial Services, LLC (Clayton MO)
MO
11/05/2014 - 06/13/2022
PRINCIPAL SECURITIES, INC. (SAINT LOUIS MO)
MO
12/22/2008 - 11/10/2014
AXA ADVISORS, LLC (CHESTERFIELD MO)
MO
07/29/2003 - 09/16/2003
EDWARD JONES (ST. LOUIS MO)
WI
02/20/2003 - 08/01/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
08/02/2002 - 01/06/2003
ANDREW GARRETT INC. (NEW YORK NY)
BOTH
Issued 11/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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