Unclaimed
Darren Michael Wolfberg is a financial professional with over 15 years of experience in the industry. Darren has a broad range of experience, having worked at firms like MORGAN STANLEY & CO. INCORPORATED, BNP PARIBAS SECURITIES CORP., BTIG, LLC, and BAY CREST PARTNERS, LLC. Currently, Darren is registered with Weild & Co. and is actively licensed in New York. Darren holds the Series 7, 24, 55, 57, 63, and 79 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/06/2023 - Present
Weild & Co. (NEW YORK NY)
NY
07/18/2017 - 01/15/2021
BAY CREST PARTNERS, LLC (NY NY)
NY
04/11/2016 - 06/14/2017
BTIG, LLC (NEW YORK NY)
NY
05/10/2011 - 02/09/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/20/2004 - 05/18/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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