Unclaimed
Darren Tosetto is a financial advisor with LPL Financial LLC. Darren has been in the financial services industry since 1993. Darren holds the Series 63 and Series 65 licenses. Darren is also a registered principal. Darren is located in Scottsdale, Arizona and is licensed in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/20/2013 - Present
LPL Financial LLC (SCOTTSDALE AZ)
NY
11/11/1996 - 03/21/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/31/1993 - 11/22/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/02/1993 - 08/03/1993
VTR CAPITAL, INC. (NEW YORK NY)
CO
12/21/1992 - 04/05/1993
R A F FINANCIAL CORPORATION (DENVER CO)
IA
Issued 07/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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