Unclaimed
Darren Howcroft is an investment advisor representative at Cetera Investment Advisers LLC in Concord, NH. Darren has been in the securities industry for over 20 years. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 24, 63, and 66 licenses. Darren has experience providing financial planning, portfolio management, and investment advisory services to a variety of clients. In the past, Darren has also worked for TD Wealth Management Services Inc., BANCNORTH INVESTMENT GROUP, INC., PRIMEVEST FINANCIAL SERVICES, INC., COMPULIFE INVESTOR SERVICES, INC., and ASCEND FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
03/25/2022 - Present
Cetera Investment Advisers LLC (CONCORD NH)
NH
11/17/2009 - 02/18/2010
TD WEALTH MANAGEMENT SERVICES INC. (CONCORD NH)
NH
01/01/2005 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (CONCORD NH)
MN
06/06/2001 - 01/01/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
02/10/2000 - 06/06/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
MN
05/29/1998 - 02/11/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 10/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/5/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 5/4/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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