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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren M. Tapley is a financial advisor with New England Capital Financial Advisors LLC in MERIDEN, CT. Darren has been in the industry for over 20 years and has extensive experience in providing financial planning and portfolio management services to individuals, corporations, and charitable organizations. Darren has passed multiple professional exams including the Series 6, Series 26, Series 51, Series 63, Series 65, and the SIE. Darren also holds licenses in Connecticut and Texas. Darren has worked for several firms including PURSHE KAPLAN STERLING INVESTMENTS and HARVEST CAPITAL LLC. Darren is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
04/16/2014 - Present
NEW England Capital Financial Advisors LLC (MERIDEN CT)
CT
01/02/2013 - 10/03/2023
PURSHE KAPLAN STERLING INVESTMENTS (SOUTH MERIDEN CT)
CT
03/15/2004 - 12/31/2012
HARVEST CAPITAL LLC (SOUTH MERIDEN CT)
IA
Issued 11/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/15/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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