Unclaimed
Darren Carter is an investment advisor representative at Neuberger Berman BD LLC. Darren has been in the industry since 2010 and has experience in various areas of financial services. Darren is licensed to offer securities and investment advisory services in multiple states, including New Jersey, New York and Texas. Darren also has experience at Morgan Stanley & Co., Incorporated. Darren has a Series 66, Series 31, and Series 7 licenses. Darren is a registered representative of Neuberger Berman BD LLC and offers advisory services through Neuberger Berman LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
01/10/2022 - Present
Neuberger Berman BD LLC (CHICAGO IL)
NY
09/01/1998 - 11/21/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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