Unclaimed
Darren Lamb is a financial advisor with over 15 years of experience in the securities industry. Currently, Darren works at Tradition Securities and Derivatives LLC in Stamford, Connecticut, a position he has held since 2018. Prior to that, Darren held positions at firms such as Canaccord Genuity, Tullett Prebon Financial Services, Creditex Securities Corporation and Phoenix Derivatives Group. Darren holds FINRA Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/12/2018 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
NY
12/01/2016 - 07/28/2017
CANACCORD GENUITY INC. (NEW YORK NY)
NY
09/01/2016 - 11/22/2016
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
09/07/2011 - 09/15/2016
CREDITEX SECURITIES CORPORATION (NEW YORK NY)
NY
10/25/2006 - 03/03/2011
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
BC
Issued 01/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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