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Darren Lamb

Tradition Securities AND Derivatives LLC

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About Darren Lamb

Darren Lamb is a financial advisor with over 15 years of experience in the securities industry. Currently, Darren works at Tradition Securities and Derivatives LLC in Stamford, Connecticut, a position he has held since 2018. Prior to that, Darren held positions at firms such as Canaccord Genuity, Tullett Prebon Financial Services, Creditex Securities Corporation and Phoenix Derivatives Group. Darren holds FINRA Series 7 and Series 63 licenses.

Firm Information

Darren Lamb is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darren Lamb’s Registration & Firm History

CT

12/12/2018 - Present

Tradition Securities AND Derivatives LLC (Stamford CT)

NY

12/01/2016 - 07/28/2017

CANACCORD GENUITY INC. (NEW YORK NY)

NY

09/01/2016 - 11/22/2016

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

09/07/2011 - 09/15/2016

CREDITEX SECURITIES CORPORATION (NEW YORK NY)

NY

10/25/2006 - 03/03/2011

PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Darren Lamb.
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