Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Lamar Smith is a financial professional with over 20 years of experience in the industry. Currently, Darren is registered with Oppenheimer & Co. Inc. where Darren is a registered representative with a Series 7, 50, 52TO, 53 and 63 license. Before Oppenheimer & Co. Inc., Darren was registered with JANNEY MONTGOMERY SCOTT LLC, PARKER/HUNTER INCORPORATED, TGH SECURITIES INC. and COMMERCE CAPITAL MARKETS, INC. Darren has a strong background in financial planning, portfolio management, and municipal securities. Darren provides services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
05/26/2009 - Present
Oppenheimer & Co. Inc. (PHILADELPHIA PA)
PA
06/25/2005 - 05/28/2009
JANNEY MONTGOMERY SCOTT LLC (BLUE BELL PA)
PA
01/05/2004 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
PA
03/10/2000 - 03/02/2004
TGH SECURITIES INC. (BLUE BELL PA)
PA
04/29/1998 - 02/07/2000
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
BC
Issued 03/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 04/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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