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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren L Hugo is a financial advisor with over 30 years of experience in the industry. Darren currently works at Morgan Stanley and holds a Series 7, Series 6, Series 63, Series 24, Series 31, Series 52TO, and Series 10 license as well as a Series 65. Darren L Hugo is also a Certified Financial Planner. Darren has experience working with various client types, including individuals, high-net-worth individuals, corporations, pension plans, insurance companies, investment companies, charitable organizations, and state or municipal government entities. Darren is registered in 36 states and provides advisory services such as asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
09/04/2020 - Present
Morgan Stanley (Morristown NJ)
NJ
04/03/2009 - 09/15/2020
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
09/02/2005 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
08/15/2001 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/13/2000 - 08/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/20/1999 - 07/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/11/1996 - 03/16/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
MA
03/18/1993 - 07/01/1996
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 10/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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