Unclaimed
Darren Keith Dean is a financial professional with over 17 years of experience in the industry. Darren has held various roles at several financial institutions, including Pruco Securities, LLC, Hartford Equity Sales Company Inc, Cambridge Investment Research, Inc. and New England Securities. Darren is currently registered with Lincoln Financial Distributors, Inc. Darren holds Series 6, 63 and 65 licenses, and the SIE exam. Darren's primary focus is on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/04/2014 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
NC
01/04/2013 - 05/30/2014
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
GA
12/21/2007 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (ALPHARETTA GA)
GA
02/27/2007 - 09/11/2007
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
SC
12/12/2005 - 02/07/2007
NEW ENGLAND SECURITIES (CHARLESTON SC)
IA
Issued 12/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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