Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Keefe Daye is a financial professional with over 20 years of experience in the industry. Darren has been registered with Equitable Advisors, LLC since December 2024. Previously, Darren was registered with National Securities Corporation, Securian Financial Services, Inc., Princor Financial Services Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Darren has a variety of licenses and certifications including Series 3, 7, 63, 65, and 66. Darren is also a licensed agent in Arizona, California, Florida, Montana, Nevada, Oregon, Texas, and Washington. Darren specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisers services. Darren also offers portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
01/16/2025 - Present
Equitable Advisors, LLC (LAS VEGAS NV)
NV
06/25/2015 - 07/22/2022
NATIONAL SECURITIES CORPORATION (LAS VEGAS NV)
CA
04/05/2005 - 09/05/2014
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
IA
08/09/2002 - 03/29/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
06/24/2002 - 07/18/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/07/1998 - 12/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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