Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Taube is a financial professional with over 20 years of experience in the securities industry. Darren has held various roles at leading financial institutions, including Cantor Fitzgerald & Co., Knight Capital Americas LLC, and Newedge USA, LLC. Darren is currently registered with Mischler Financial Group, Inc. and GTS Securities LLC. Darren holds several professional licenses, including Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/05/2019 - Present
Mischler Financial Group, Inc. (New York NY)
FL
09/18/2013 - 05/20/2019
CANTOR FITZGERALD & CO. (PALM BEACH GARDENS FL)
NJ
07/02/2012 - 09/20/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
06/01/2009 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
09/22/2010 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
NY
12/20/2006 - 06/16/2009
NEWEDGE USA, LLC (NEW YORK NY)
NY
11/03/2004 - 01/10/2007
GFI SECURITIES LLC (NEW YORK NY)
NY
07/29/2003 - 09/14/2004
PUGLISI & CO. (NEW YORK NY)
NY
10/10/1996 - 05/10/2000
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
BC
Issued 07/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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