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Darren James Mulholland

HRT Execution Services LLC

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About Darren James Mulholland

Darren Mulholland is a securities professional with over 20 years of experience in the industry. Darren began his career in 2000, working as a trader for CyberTrader, Inc. and later joined Instinet Corporation in 2003. In 2005, Darren joined NASDAQ OPTIONS SERVICES, LLC, where he worked until 2009. Darren has held the Series 3, 7, 24, 55, 57TO, and 63 licenses, showcasing his diverse knowledge and experience across various financial products and services. Currently, Darren is affiliated with HRT Execution Services LLC and HRT Financial LP, two firms known for their expertise in financial markets and investment services.

Firm Information

Darren Mulholland is currently registered with HRT Execution Services LLC. HRT Execution Services LLC is a Limited Liability Company formed in New York on April 24, 2003. The firm has 1 approved SEC registration and 1 approved state registration. The firm has disclosed 9 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darren Mulholland’s Registration & Firm History

NY

03/18/2019 - Present

HRT Execution Services LLC (NEW YORK NY)

NY

02/01/2006 - 03/13/2009

NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)

NY

03/09/2005 - 03/13/2009

NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)

NJ

04/29/2002 - 02/01/2006

INET ATS, INC. (JERSEY CITY NJ)

NY

10/21/2003 - 12/19/2003

INSTINET CORPORATION (NEW YORK NY)

TX

10/18/2000 - 04/15/2002

CYBERTRADER, INC. (AUSTIN TX)

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Licenses & Designations

BC

Issued 11/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/22/2001

Series 3 - National Commodity Futures Examination

BC

Issued 10/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Darren James Mulholland.
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