Unclaimed
Darren James is a financial advisor with Fidelity Personal and Workplace Advisors. Darren has been working in the financial services industry since October 25, 2011. Darren is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in 52 states and the District of Columbia. Darren is also a registered investment advisor in Michigan and Texas. Darren's specializations include investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
10/13/2022 - Present
Fidelity Personal AND Workplace Advisors (SARANAC MI)
MI
10/07/2019 - 09/21/2022
PRUCO SECURITIES, LLC. (GRAND RAPIDS MI)
MI
04/12/2018 - 09/06/2019
FIFTH THIRD SECURITIES, INC. (GRAND RAPIDS MI)
MI
07/01/2016 - 09/21/2016
INFINEX INVESTMENTS, INC. (Grand Rapids MI)
MI
03/31/2016 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (Grand Rapids MI)
MI
03/08/2011 - 02/03/2016
THE HUNTINGTON INVESTMENT COMPANY (GRAND RAPIDS MI)
IA
Issued 01/26/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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