Unclaimed
Darren Walloch is an investment advisor representative with Hightower Advisors, LLC. Darren has been in the industry for over 20 years. Darren is registered with the states of Arkansas, Illinois, and Texas. Darren's expertise includes providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Darren's firm, Hightower Advisors, LLC, offers a variety of advisory services including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
09/29/2020 - Present
Hightower Advisors, LLC (CHICAGO IL)
TX
10/03/2011 - 01/28/2014
CHARLES SCHWAB & CO., INC. (DALLAS TX)
TX
11/09/2009 - 09/09/2011
GOVERNMENT CAPITAL SECURITIES CORPORATION (SOUTHLAKE TX)
TX
03/10/2009 - 11/10/2009
THRIVENT INVESTMENT MANAGEMENT INC. (MCKINNEY TX)
TX
04/04/2008 - 03/09/2009
TD AMERITRADE, INC. (FORT WORTH TX)
NY
11/20/2007 - 03/12/2008
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
TX
02/13/2007 - 05/17/2007
KOVACK SECURITIES INC. (DALLAS TX)
TX
05/23/2006 - 03/07/2007
THOMAS GROUP CAPITAL (DALLAS TX)
TX
10/30/2002 - 06/16/2006
FSC SECURITIES CORPORATION (DALLAS TX)
MN
11/10/1997 - 11/05/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
NA
05/29/1986 - 07/24/1986
CALVERT SECURITIES CORPORATION
NA
02/03/1986 - 04/01/1986
BALDWIN, RUST, AND DIZNEY BROKERAGE SERVICES, INC.
NA
10/23/1985 - 01/24/1986
THE STUART-JAMES COMPANY, INC.
NA
07/15/1985 - 08/19/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 12/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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