Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Moffitt is a financial professional with over 18 years of experience in the financial services industry. Darren is currently registered with GWN Securities Inc. and has previously worked with Legend Equities Corporation and AXA Advisors, LLC. Darren is a Registered Representative, and holds Series 66, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
UT
11/16/2012 - Present
GWN Securities Inc. (SOUTH JORDAN UT)
UT
03/05/2010 - 11/16/2012
LEGEND EQUITIES CORPORATION (SOUTH JORDAN UT)
UT
11/08/2004 - 03/16/2010
AXA ADVISORS, LLC (HERRIMAN UT)
BOTH
Issued 02/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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