Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Caris is an investment advisor representative registered with Caris Investment Partners in Encinitas, CA. Darren has been in the financial industry since 1995 and holds several licenses and certifications, including Series 65, Series 63, Series 24, Series 55 and Series 7. Darren has experience working with a variety of clients including high net worth individuals and businesses. Darren is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
09/17/2019 - Present
Caris Investment Partners (ENCINITAS CA)
CA
08/14/2018 - 09/17/2019
WESTERN FINANCIAL CORPORATION (SAN DIEGO CA)
TX
11/25/2015 - 09/23/2016
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
NY
12/21/2012 - 11/26/2013
B. RILEY & CO., LLC (NEW YORK NY)
CA
02/14/2002 - 12/17/2012
CARIS & COMPANY, INC. (SAN DIEGO CA)
CA
07/27/1999 - 01/24/2002
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
CA
09/20/1996 - 07/13/1999
TORREY PINES SECURITIES, INC. (SAN DIEGO CA)
NY
07/14/1995 - 09/19/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 09/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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