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Darren Dean Smith

John Hancock Investment Management LLC

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About Darren Dean Smith

Darren Dean Smith is a financial professional with over 25 years of experience in the securities industry. Darren is a registered representative and investment advisor representative. Darren has been a registered representative since 1995 and a registered investment advisor representative since 2018. Darren currently works for John Hancock Investment Management LLC.

Firm Information

Darren Smith is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Darren Smith’s Registration & Firm History

UT

07/25/2019 - Present

John Hancock Investment Management LLC (OREM UT)

UT

12/15/2011 - 12/31/2012

JOHN HANCOCK DISTRIBUTORS LLC (OREM UT)

MA

01/01/2002 - 12/31/2008

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CT

10/01/2001 - 01/01/2002

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

CA

06/28/2001 - 10/08/2001

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

PA

09/07/2000 - 01/16/2001

DIRECTED SERVICES, INC. (WEST CHESTER PA)

FL

12/03/1999 - 05/18/2000

INTERSECURITIES, INC. (ST. PETERSBURG FL)

NY

10/12/1995 - 07/29/1999

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/03/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2015

Series 24 - General Securities Principal Examination

BC

Issued 06/11/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darren Dean Smith.
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