Unclaimed
Darren Christopher Gauck is a financial advisor with Ameritas Advisory Services, LLC. Darren has been in the financial services industry since June 1994. Darren provides financial planning services to individuals, businesses, and retirement plans. Darren holds Series 6, 7, 62, and 63 licenses, as well as the Series 65 license and the SIE exam. Darren is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 65 license. Darren has been registered in Iowa since November 2021, and in Texas since November 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IA
11/01/2021 - Present
Ameritas Advisory Services, LLC (AMES IA)
CT
07/01/1994 - 01/11/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 10/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/30/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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