Unclaimed
Darren Christopher Brooks is a financial advisor who has been in the industry since June 12, 1995. Darren is currently registered with Commonwealth Financial Network and Investment Partners Ltd. Darren has a wide range of experience and expertise, and is committed to providing personalized financial advice to his clients. Darren has been registered with Commonwealth Financial Network since November 6, 2006, and with Investment Partners Ltd. since August 9, 2007. Darren is also registered in several states, including Ohio, Texas, and Arizona. Darren offers a variety of financial services to individuals, families, and businesses, including financial planning, investment management, and retirement planning. Darren is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/06/2006 - Present
Commonwealth Financial Network (MENTOR OH)
OH
07/27/2001 - 11/27/2006
1ST GLOBAL CAPITAL CORP. (WILLOUGHBY HILLS OH)
CT
02/21/1997 - 08/09/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
SC
06/13/1995 - 03/03/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 06/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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