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Darren Charles Gerard

Tradition Securities AND Derivatives LLC

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About Darren Charles Gerard

Darren Gerard has over 10 years of experience in the financial services industry. Darren is currently a registered representative with Tradition Securities And Derivatives LLC, a firm with a strong reputation in the industry. Darren holds a Series 7, Series 24, and Series 63 license. Darren is licensed in Florida and New York.

Firm Information

Darren Gerard is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darren Gerard’s Registration & Firm History

FL

10/05/2011 - Present

Tradition Securities AND Derivatives LLC (Miami FL)

NY

01/29/2010 - 06/28/2011

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Darren Charles Gerard.
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