Unclaimed
Darren Gerard has over 10 years of experience in the financial services industry. Darren is currently a registered representative with Tradition Securities And Derivatives LLC, a firm with a strong reputation in the industry. Darren holds a Series 7, Series 24, and Series 63 license. Darren is licensed in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/05/2011 - Present
Tradition Securities AND Derivatives LLC (Miami FL)
NY
01/29/2010 - 06/28/2011
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
BC
Issued 05/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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