Unclaimed
Darren Bruce Handley is a financial advisor with Ameriprise Financial Services, LLC. Darren has been in the financial services industry since 1993. Darren's previous experience includes time with Centaurus Financial, Inc., Paulson Investment Company, Inc., Investment Management Corporation, MML Investors Services, Inc. and Guardian Investor Services Corporation. Darren holds FINRA Series 6, 7, 63, and 66 licenses. Darren's specializations include asset allocation, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
12/20/2018 - Present
Ameriprise Financial Services, LLC (MIDVALE UT)
UT
03/27/2012 - 04/12/2018
CENTAURUS FINANCIAL, INC. (DRAPER UT)
UT
11/07/2007 - 04/02/2012
PAULSON INVESTMENT COMPANY, INC. (DRAPER UT)
UT
08/26/2005 - 11/16/2007
INVESTMENT MANAGEMENT CORPORATION (DRAPER UT)
MA
11/19/2003 - 09/12/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
05/03/1999 - 12/02/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/15/1993 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 10/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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