Unclaimed
Darren Brett Marcus is a financial advisor with Morgan Stanley. Darren has over 20 years of experience in the financial services industry. Darren has been registered with FINRA since 1998 and holds a Series 63, Series 7, Series 6, Series 4, Series 24, Series 55, Series 86, Series 87 and SIE license. Darren is also a Chartered Financial Analyst. Prior to joining Morgan Stanley, Darren worked at MKM Partners LLC, Ticonderoga Securities LLC, Soleil Securities Corporation, Calyon Securities (USA) Inc, OppenheimerFunds Distributor, Inc., Prudential Investment Management Services LLC, Momentum Securities, L.L.C., Quellos Brokerage Services, LLC, and Datek Online Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/10/2024 - Present
Morgan Stanley (New York NY)
NJ
03/12/2012 - 01/06/2016
MKM PARTNERS LLC (RED BANK NJ)
NY
05/11/2011 - 01/31/2012
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
11/24/2008 - 06/02/2011
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
07/09/2008 - 10/24/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
05/22/2006 - 01/08/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
03/31/2006 - 05/24/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
01/21/2004 - 03/14/2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
04/30/2002 - 08/06/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
NJ
01/07/2002 - 04/18/2002
QUELLOS BROKERAGE SERVICES, LLC (PRINCETON NJ)
NE
08/14/1998 - 05/07/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
NJ
03/11/1998 - 06/24/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/30/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/09/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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