Unclaimed
Darren Bobley is a financial advisor with Ameriprise Financial Services, LLC. Darren has been working in the financial industry since 1999 and has a wealth of experience in providing financial advice to individuals and families. Darren is a Certified Financial Planner and has a variety of certifications, including Series 7, Series 31, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/16/2023 - Present
Ameriprise Financial Services, LLC (THE WOODLANDS TX)
TX
03/07/2014 - 10/19/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (The Woodlands TX)
TX
02/02/2009 - 03/14/2014
OPPENHEIMER & CO. INC. (THE WOODLANDS TX)
NY
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
04/15/2005 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
10/05/2000 - 04/19/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/16/2000 - 10/11/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
03/17/1992 - 09/11/1992
LEHMAN BROTHERS INC.
IA
Issued 10/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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