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Darren Benjamin Stance

Charles Schwab & CO., Inc.

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About Darren Benjamin Stance

Darren Benjamin Stance is a financial professional with over 20 years of experience in the industry. Darren is currently registered as a Registered Representative with Charles Schwab & CO., Inc. in Boca Raton, FL and Texas. Prior to this role, Darren held positions with several other firms, including Royal Alliance Associates, Inc., Planco Financial Services, LLC, UVEST Financial Services Group, Inc., Wachovia Securities, LLC, Dreyfus Service Corporation, A. G. Edwards & Sons, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., and Gruntal & Co. Incorporated. Darren has passed the Series 7, Series 63, Series 65, and Series 66 exams.

Firm Information

Darren Stance is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Darren Stance’s Registration & Firm History

FL

01/02/2019 - Present

Charles Schwab & CO., Inc. (Boca Raton FL)

FL

12/09/2010 - 04/01/2011

ROYAL ALLIANCE ASSOCIATES, INC. (FT. LAUDERDALE FL)

CT

05/01/2007 - 12/15/2008

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

FL

07/12/2006 - 09/13/2006

UVEST FINANCIAL SERVICES GROUP, INC. (FT. LAUDERDALE FL)

MO

01/29/2003 - 03/14/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

11/29/2001 - 01/10/2003

DREYFUS SERVICE CORPORATION (NEW YORK NY)

MO

12/15/2000 - 11/29/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

07/06/1999 - 12/21/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/02/1996 - 06/30/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/20/1995 - 08/08/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/02/2011

Series 66 - Uniform Combined State Law Examination

IA

Issued 04/17/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/29/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Darren Benjamin Stance. Review regulatory record here.
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