Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Barry Brogden is a financial professional with over a decade of experience in the industry. Darren is currently registered with TP Icap Global Markets Americas LLC and holds Series 7, Series 3, Series 63 and Series 30 licenses. Darren previously worked for Tullett Prebon Financial Services LLC and Newedge USA, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
CT
07/14/2016 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)
NY
09/09/2011 - 07/18/2014
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 12/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2007
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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