Unclaimed
Darren Banh is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a well-established firm with a long history in the financial services industry. Darren has been in the industry for over 15 years and holds a wide range of licenses and registrations in multiple states, including Texas and Virginia. Darren's primary focus is on portfolio management for individuals and businesses. Darren also provides educational seminars and offers investment advisory services for pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
02/04/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
VA
10/26/2009 - 01/04/2011
AMERIPRISE FINANCIAL SERVICES, INC. (CENTREVILLE VA)
VA
09/15/2009 - 10/14/2009
MML INVESTORS SERVICES, INC. (VIENNA VA)
VA
01/14/2009 - 06/08/2009
WADDELL & REED, INC. (VIENNA VA)
VA
11/07/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
BOTH
Issued 11/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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