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Darren Anthony Brich

Hartford Funds

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About Darren Anthony Brich

Darren Brich is a financial professional with over 20 years of experience in the industry. Darren is currently registered with Hartford Funds and provides investment advice to individuals, businesses, and investment companies. Darren is licensed to provide investment advice in Minnesota, Illinois, and Wisconsin. Darren specializes in portfolio management, security selection and financial planning. Darren has previously worked with firms such as Nuveen Securities, LLC, Quasar Distributors, LLC, and Scudder Distributors, Inc.

Firm Information

Darren Brich is currently registered with Hartford Funds. Hartford Funds is a registered investment advisor based in WAYNE, PA. They manage a total of $128.8 billion in assets for clients such as investment companies, pooled investment vehicles, and state or municipal government entities. They provide portfolio management services for investment companies and pooled investment vehicles, as well as selection of other advisors. They also offer investment advice to states in connection with 529 plans and model recommendations.
Hartford Funds

690 LEE ROAD

WAYNE, PA 19087

$128.83B

Assets Under Management

4

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides investment advice to states in connection with 529 plans and model recommendations

Registrant provides investment advice to states in connection with 529 plans and model recommendations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees related to 529 plans and model recommendations.

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Darren Brich’s Registration & Firm History

PA

10/21/2020 - Present

Hartford Funds (WAYNE PA)

IL

01/03/2011 - 08/07/2020

NUVEEN SECURITIES, LLC (CHICAGO IL)

ME

06/01/2005 - 01/03/2011

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

IL

05/28/1998 - 04/07/2005

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 03/30/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/1999

Series 7 - General Securities Representative Examination

BC

Issued 04/17/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darren Anthony Brich.
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