Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Allen James is a financial advisor with over 20 years of experience in the industry. Darren is currently registered with LPL Financial LLC and has been with the firm since May 2022. Darren has also held previous positions at Independent Financial Group, LLC, Raymond James & Associates, Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Darren's areas of expertise include financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/12/2022 - Present
LPL Financial LLC (LUBBOCK TX)
TX
04/05/2022 - 05/11/2022
INDEPENDENT FINANCIAL GROUP, LLC (Lubbock TX)
TX
08/22/2014 - 03/21/2022
RAYMOND JAMES & ASSOCIATES, INC. (SUGAR LAND TX)
TX
01/01/2008 - 08/25/2014
WELLS FARGO ADVISORS, LLC (SUGAR LAND TX)
TX
12/16/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SUGAR LAND TX)
BOTH
Issued 12/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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