Unclaimed
Darren Croce has been in the financial services industry since 2000. Darren is a registered representative with Elevation, LLC in Palm Beach Gardens, Florida. Darren has worked with various financial institutions over his career, including Direct Access Partners LLC, Convergex Execution Solutions LLC, Sterne, Agee & Leach, Inc., and Sterne Agee Clearing Inc. Darren is licensed in 16 states. Darren is a Series 7, Series 24, Series 55, Series 57TO, and Series 63 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/22/2013 - Present
Elevation, LLC (Palm Beach Gardens FL)
FL
12/12/2011 - 05/31/2013
DIRECT ACCESS PARTNERS LLC (BOCA RATON FL)
FL
04/15/2009 - 12/13/2011
CONVERGEX EXECUTION SOLUTIONS LLC (TEQUESTA FL)
FL
04/29/2008 - 03/06/2009
STERNE, AGEE & LEACH, INC. (BOCA RATON FL)
FL
04/21/2008 - 04/29/2008
STERNE AGEE CLEARING INC (BOCA RATON FL)
FL
05/15/2007 - 02/14/2008
JESUP & LAMONT SECURITIES CORP (BOCA RATON FL)
AL
03/14/2005 - 02/23/2006
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
CA
11/20/2001 - 10/25/2004
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
NY
06/30/1999 - 10/29/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
03/24/1998 - 06/28/1999
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
BC
Issued 09/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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