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Darrell Wayne Pounders

Capital Client Group, Inc.

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About Darrell Wayne Pounders

Darrell Wayne Pounders is a registered representative with Capital Client Group, Inc. Darrell has been in the securities industry for over 16 years. Darrell has been a registered representative since 2005 and an investment advisor representative since 2015. Darrell holds Series 6, 7, 63, and 65 licenses. Darrell is also registered in 17 states. Darrell is a representative of the American Funds. Darrell has a strong track record of success and is committed to providing his clients with the highest level of service.

Firm Information

Darrell Pounders is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Darrell Pounders’s Registration & Firm History

CA

07/21/2015 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

FL

10/11/2006 - 10/03/2011

SECURIAN FINANCIAL SERVICES, INC. (FORT MYERS FL)

FL

05/05/2005 - 09/28/2006

NYLIFE SECURITIES INC. (ORLANDO FL)

GA

02/22/2005 - 03/08/2005

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 09/10/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2010

Series 7 - General Securities Representative Examination

BC

Issued 02/18/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Darrell Wayne Pounders. Review regulatory record here.
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