Unclaimed
Darrell Ward Cain is an investment advisor representative registered with Cain, Watters & Associates, LLC and Tectonic Advisors LLC. Darrell has been in the industry since 1984 and holds a Series 63, Series 24 and Series 7 licenses. Darrell's firm specializes in financial planning, portfolio management for individuals, and educational seminars. Darrell currently works with clients at the Plano, TX branch of Cain, Watters & Associates, LLC and the Frisco, TX branch of Tectonic Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/01/1992 - Present
Cain, Watters & Associates, LLC (PLANO TX)
BC
Issued 05/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1984
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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