Unclaimed
Darrell Todd is a financial advisor with LPL Financial LLC. Darrell is a registered representative with the state of Texas and has been in the financial services industry since 1984. Darrell has a wide range of experience and holds several licenses and designations. He provides financial planning, portfolio management and consulting services to individuals, families, and businesses. Darrell has worked for Hilltop Securities Independent Network Inc. and Southwest Securities, Inc. in the past. He has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/26/2021 - Present
LPL Financial LLC (TROPHY CLUB TX)
TX
01/03/2011 - 02/05/2021
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (Trophy Club TX)
TX
03/22/1984 - 01/28/2011
SOUTHWEST SECURITIES, INC. (SOUTHLAKE TX)
IA
Issued 01/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/14/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/05/1985
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/31/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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