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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrell? Claim Your ProfileDarrell Rainey is an investment advisor representative with Morgan Stanley in South Jordan, Utah, and has been in the industry since 2005. Darrell Rainey has a Series 7, Series 9, Series 10, Series 63 and Series 66 license and is registered with FINRA. Darrell Rainey is also registered with the state of Texas as an investment advisor representative. Darrell Rainey has held previous positions at WELLS FARGO CLEARING SERVICES, LLC, LPL FINANCIAL LLC, WELLS FARGO INVESTMENTS, LLC and FIDELITY BROKERAGE SERVICES LLC. Morgan Stanley is a large, registered investment advisor that provides a range of financial services, including investment advisory, brokerage, and financial planning services. The firm has approximately $10 billion to $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
08/18/2021 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
12/05/2018 - 08/11/2021
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
SC
08/21/2017 - 12/10/2018
LPL FINANCIAL LLC (FORT MILL SC)
UT
01/03/2011 - 08/24/2017
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
06/04/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
RI
02/28/2000 - 11/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 05/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/23/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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