Unclaimed
Darrell Little has been in the financial services industry for over 11 years. Darrell is a registered representative of Wells Fargo Clearing Services, LLC, and is licensed to provide investment advisory services in Virginia. Darrell is a Series 7, 9, 10, 24, 63, and 66 licensed professional. Darrell specializes in providing financial advice to individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Prior to joining Wells Fargo, Darrell was with SunTrust Investment Services, Inc., where he was a registered representative and financial advisor for over 11 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/22/2018 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
VA
08/22/2007 - 08/07/2018
SUNTRUST INVESTMENT SERVICES, INC. (GLEN ALLEN VA)
BOTH
Issued 10/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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