Unclaimed
Darrell Bernheisel is a financial professional with over 20 years of experience in the industry. Currently, Darrell is a registered representative at Scotia Capital (usa) Inc. in New York. Prior to joining Scotia Capital (usa) Inc., Darrell worked as a registered representative at a number of other firms, including SMBC Nikko Securities America, Inc., Santander Investment Securities Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, and Oppenheimer & Co., Inc. Darrell has a wide range of experience in the financial services industry, including experience in municipal securities, general securities, and investment advisory.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/13/2016 - 06/22/2021
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
09/02/2014 - 08/30/2016
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
07/15/2002 - 07/24/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/04/1998 - 10/17/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/19/1996 - 06/18/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
MI
10/20/1995 - 06/28/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 10/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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