Unclaimed
Darrell Claridge is a financial advisor with U.s. Bancorp Investments, Inc. located in Sioux Falls, SD. Darrell has been in the financial industry since 1998. Previously, Darrell was registered with UNIONBANC INVESTMENT SERVICES, LLC, CITY NATIONAL SECURITIES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC., ROUND HILL SECURITIES, INC., FSC SECURITIES CORPORATION, THOMAS F. WHITE & CO., INCORPORATED, AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and WADDELL & REED, INC.. Darrell holds the Series 6, 7, 24, 63, 65, and SIE licenses. Darrell specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. Darrell is also licensed to sell variable insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
SD
05/26/2023 - Present
U.s. Bancorp Investments, Inc. (Sioux Falls SD)
OR
01/11/2018 - 05/26/2023
UNIONBANC INVESTMENT SERVICES, LLC (PORTLAND OR)
CA
03/18/2013 - 11/14/2017
CITY NATIONAL SECURITIES, INC. (Walnut Creek CA)
CA
04/30/2004 - 06/08/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LIVERMORE CA)
CA
05/02/2001 - 05/14/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/15/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
07/23/1996 - 12/08/1997
ROUND HILL SECURITIES, INC. (ALAMO CA)
GA
06/24/1996 - 07/24/1996
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
11/11/1993 - 06/17/1996
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
MN
05/31/1991 - 06/02/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/31/1991 - 06/02/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
KS
04/02/1991 - 06/12/1991
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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