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Darrell L Dawes

Park Avenue Securities LLC

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About Darrell L Dawes

Darrell Dawes has been a financial advisor for over 40 years. Darrell is registered with Park Avenue Securities LLC and Guardian Life Insurance Company of America. Darrell's current branch office is located in Brentwood, Tennessee. He has a strong track record of providing financial advice to individuals, families, and businesses. Darrell has a strong focus on helping his clients achieve their financial goals. He is a strong advocate for education and financial literacy. Darrell also provides a variety of financial planning services, including retirement planning, college savings planning, and estate planning. He offers both fixed fee and percentage of assets based compensation.

Firm Information

Darrell Dawes is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Darrell Dawes’s Registration & Firm History

TN

04/08/2011 - Present

Park Avenue Securities LLC (BRENTWOOD TN)

NY

03/12/2002 - 12/08/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

NJ

08/22/1983 - 01/24/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 03/17/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2004

Series 24 - General Securities Principal Examination

BC

Issued 02/03/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/13/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darrell L Dawes.
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