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Darrell Kevin Walters

Avantax Investment Services, Inc.

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About Darrell Kevin Walters

Darrell Walters is a financial advisor with Avantax Investment Services, Inc. Darrell is registered with the state of California. He has been a registered representative in the securities industry since December 1998.

Firm Information

Darrell Walters is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darrell Walters’s Registration & Firm History

MI

12/18/1998 - Present

Avantax Investment Services, Inc. (CHELSEA MI)

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Licenses & Designations

BC

Issued 11/03/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Darrell Kevin Walters. Review regulatory record here.
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