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Darrell Hudson Baucom

R.m. Stark & CO., Inc.

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About Darrell Hudson Baucom

Darrell Hudson Baucom is a financial professional with over 30 years of experience in the securities industry. Darrell currently works at R.m. Stark & CO., Inc. in Charlotte, NC. Darrell has passed a number of industry exams including the Series 6, 7, 22, 27, 63, SIE and 99TO exams and has been registered with the state of North Carolina since December 2002. Prior to joining R.m. Stark & CO., Inc., Darrell worked at H.D. Vest Investment Services and NationsBanc Investments, Inc.

Firm Information

Darrell Baucom is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darrell Baucom’s Registration & Firm History

NC

12/10/2002 - Present

R.m. Stark & CO., Inc. (CHARLOTTE NC)

TX

04/11/1997 - 12/03/2002

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

MA

06/27/1990 - 04/15/1997

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

TX

09/29/1987 - 04/20/1992

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 09/29/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/1990

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1990

Series 7 - General Securities Representative Examination

BC

Issued 10/26/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/25/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darrell Hudson Baucom.
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