Unclaimed
Darrell Habben is a financial advisor with Mariner Wealth. Darrell has been in the financial services industry for over 17 years and is a Certified Financial Planner™. Darrell has a strong background in investment banking, research analysis, and portfolio management. He has worked with a variety of clients, including individuals, families, businesses, and institutions. Darrell is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
07/19/2021 - Present
Mariner Wealth (OKLAHOMA CITY OK)
NY
03/25/2013 - 05/28/2020
THIRD SEVEN CAPITAL LLC (NEW YORK NY)
NY
09/09/2010 - 04/17/2012
ARJENT LLC (NEW YORK NY)
NY
07/27/2007 - 09/10/2010
INTERMERCHANT SECURITIES LLC (NEW YORK NY)
NY
02/26/2007 - 08/22/2007
ANDREW GARRETT INC. (NEW YORK NY)
NY
07/14/2004 - 02/28/2007
S.W. BACH & COMPANY (NEW YORK NY)
IA
Issued 05/20/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 14 - Compliance Officer Examination
BC
Issued 12/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/22/2022
Series 99TO - Operations Professional Examination
BC
Issued 12/22/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/22/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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