Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrell? Claim Your ProfileDarrell Dominic Delphen is a financial advisor with over 30 years of experience in the financial services industry. Currently, Darrell Dominic Delphen is registered with Independent Financial Group, LLC in Dallas, TX. Darrell Dominic Delphen has previously been registered with several other firms, including Cambridge Legacy Securities L.L.C., Intersecurities, Inc., Mariner Financial Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, F.N. Wolf & Co., Inc., and Sherwood Capital, Inc. Darrell Dominic Delphen holds Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/24/2018 - Present
Independent Financial Group, LLC (DALLAS TX)
LA
10/03/2008 - 05/15/2012
CAMBRIDGE LEGACY SECURITIES L.L.C. (BATON ROUGE LA)
LA
08/22/1997 - 10/07/2008
INTERSECURITIES, INC. (BATON ROUGE LA)
FL
09/13/1995 - 08/22/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MA
06/27/1991 - 09/11/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/27/1991 - 09/11/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
12/04/1989 - 03/21/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/16/1988 - 10/18/1989
F.N. WOLF & CO., INC.
NA
02/26/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
IA
Issued 09/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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