Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrell? Claim Your ProfileDarrell Dennis Pitts is a registered representative with Wells Fargo Clearing Services, LLC, and has been in the financial services industry since 1979. Darrell has a Series 7, Series 63 and SIE licenses. Previously, Darrell was also registered with Prudential Securities Incorporated, Drexel Burnham Lambert Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Becker Paribas Incorporated, and Lehman Brothers Kuhn Loeb Incorporated. Darrell is currently registered in Arizona, California, Florida, Georgia, Idaho, Illinois, Louisiana, Nevada, New York, Oregon and Texas. Darrell is a financial advisor who provides investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/21/2016 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
NY
05/26/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/03/1984 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/01/1979 - 12/09/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/04/1984 - 10/29/1984
BECKER PARIBAS INCORPORATED
NA
12/31/1981 - 06/13/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BC
Issued 09/23/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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