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Darrell Albert Louis

Securities Management & Research, Inc.

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About Darrell Albert Louis

Darrell Albert Louis is a securities professional with over 20 years of experience in the financial services industry. Darrell is currently registered with Securities Management & Research, Inc., and holds Series 6, 63 and SIE licenses. In addition to being registered in Arizona, Maine, New Hampshire and Vermont, Darrell has previously held registrations in New York and New Jersey.

Firm Information

Darrell Louis is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darrell Louis’s Registration & Firm History

NH

11/30/2006 - Present

Securities Management & Research, Inc. (LITTLETON NH)

NY

06/10/2002 - 10/19/2006

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)

NJ

08/24/2000 - 11/27/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darrell Albert Louis.
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