Unclaimed
Darrell Albert Louis is a securities professional with over 20 years of experience in the financial services industry. Darrell is currently registered with Securities Management & Research, Inc., and holds Series 6, 63 and SIE licenses. In addition to being registered in Arizona, Maine, New Hampshire and Vermont, Darrell has previously held registrations in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
11/30/2006 - Present
Securities Management & Research, Inc. (LITTLETON NH)
NY
06/10/2002 - 10/19/2006
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
NJ
08/24/2000 - 11/27/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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