Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrel? Claim Your ProfileDarrel Leland Trost is a financial professional with over 40 years of experience in the financial services industry. He has been registered as a broker with the Financial Industry Regulatory Authority (FINRA) since 1978 and as an investment advisor representative since 1993. Currently, Darrel is affiliated with Wells Fargo Clearing Services, LLC in Salt Lake City, Utah. His prior affiliations include Prudential Securities Incorporated and Smith Barney, Harris Upham & Co., Incorporated. Darrel specializes in providing a range of financial services, including investment consulting, financial planning, and portfolio management. He has held licenses in several states and has passed numerous securities exams, demonstrating his commitment to professional development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
NY
07/06/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/21/1978 - 08/28/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 09/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/1984
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/1981
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/1981
Series 24 - General Securities Principal Examination
BC
Issued 06/24/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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