Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrah? Claim Your ProfileDarrah Lay is a financial advisor with Avantax Planning Partners, Inc., in Dubuque, Iowa. Darrah has been working in the financial industry since March 5, 2010. Darrah has a Series 63 and 65, along with Series 7, 9, and 10. Darrah Lay is registered with the state of Texas as a both a broker-dealer and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
02/20/2024 - Present
Avantax Planning Partners, Inc. (DUBUQUE IA)
NE
05/06/2022 - 12/05/2022
TD AMERITRADE, INC. (OMAHA NE)
NH
03/05/2010 - 12/05/2022
CHARLES SCHWAB & CO., INC. (Manchester NH)
IA
Issued 11/21/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Darrah Lay is the right advisor for you? Invested Better is here to help.
