Unclaimed
Daron Demond Ray is a financial advisor with over 10 years of experience in the industry. Daron has held registrations with both PNC Investments and PFS Investments Inc. Daron specializes in portfolio management for individuals and has received a Series 7, Series 6, Series 63, and Series 65 license as well as the SIE exam. Currently, Daron is registered as an Investment Adviser Representative with PFS Investments Inc., where Daron works out of the Mobile, Alabama branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AL
04/11/2022 - Present
PFS Investments Inc. (MOBILE AL)
AL
09/18/2012 - 04/28/2017
PNC INVESTMENTS (MOBILE AL)
AL
06/02/2011 - 08/13/2012
PFS INVESTMENTS INC. (MOBILE AL)
GA
10/26/2007 - 12/31/2008
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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